Why discussion paper archives should not allow the removal of items

August 20, 2011

The archives listed in RePEc differ in their policies regarding withdrawal of items, or replacement of an old item by a newer one. Some archives, like NBER, permit withdrawals and replacements, while others, like  IZA  or MPRA do permit neither withdrawals nor replacements. (ArXiv, the leading archive for physics, has adopted a no withdrawal policy as well.)

I am managing MPRA, which publishes unrefereed discussion papers in economics. In the following, I detail the reasoning underlying MPRA’s policy choice.  As the case for prohibiting withdrawals seems to be strong, it is hoped that other RePEc archives adopt a similar policy if they have not done so already.

Discussion papers are preliminary versions of articles that may appear in their final form in the future. Discussion of these preliminary versions serves to improve them.

Discussion of a discussion paper requires that it can be cited. Citation requires that you can find the cited item, and even the cited phrase at the page given in the citation. In short: The cited item must remain reliably unchanged and retrievable.

In the old days, you mailed typed manuscripts to colleagues, and successively revised your papers in response to their suggestions and criticism. This entailed the problem that your colleagues would refer to different versions. In order to correctly grasp their points, you had to keep track of the different versions you had mailed around. (I never managed.) With a stable Internet address for each version, this tracking can be done over the Internet with ease. Permitting substitution of old versions by new version under the same Internet address would invide confusion and would make citations unreliable.

So the alternative seems to be: Either you keep your papers private and have your discussion in form of private correspondence, or you put them on the Net for public discussion. The second alternative is implied by placing the paper in a discussion paper archive, and this seems to require that identifiable versions remain accessible concurrently.

In addition, there are further reasons for favoring a “no withdrawal” policy by archive maintainers.

— If the final version of a paper ends up in a toll-gated journal, this excludes the majority of economists from reading the final version. The presence of a preliminary version mitigates the problem.

— If the preliminary version is referred to by a hyperlink, the reference becomes largely useless. NEP reports will, for instance, show dead links in such cases. This is a nuisance.

— If problems about priority of findings arise, these may be settled more easily if all versions are available on the Net.

— For archive maintainers, the manual handling of withdrawals requires considerable work. This speaks against the possibility of withdrawals as well. (For large archives, this reason is overwhelming. At MPRA we initially permitted withdrawals, but this proved impracticable and provided the proximate cause for adopting the no-withdrawal policy.)

— Further, the fight against plagiarism is eased by adopting a non-withdrawal policy. Typically, plagiarizers ask for removal of their contribution if detection is imminent. This tends to shade the case. If a plagiary remains in the archive, the case remains transparent. If an item is identified as a plagiary, it is to be marked as such, and the original source indicated. This has additional advantages:

— the interested reader is referred to the original source

— the plagiarizer cannot make his plagiary undone, thereby hiding the offense from scrutiny by potential future employers

— because of that threat, plagiarism becomes more risky and is discouraged.

— problems with plagiarism may be settled more easily and be handled more transparently if all versions are available on the Net. Otherwise, a paper may be plagiarized, the original paper substituted by a revised  version, and priority will go to the plagiary, while the revised version will be counted as a result of plagiarism! This ought to be avoided.

The common objection against a no withdrawal policy is that authors would prefer readers to read the newest version. Yet RePEc provides information about all versions, and the metadata at IDEAS or EconPapers provide alerts about other existing versions. So the readers may choose the most recent one. (Such problems occur all the time, but it would be impractical to introduce the possibility of withdrawing everything, including published papers. For example, I have recently updated a paper published in a journal in 2008 and would like to refer the reader to the new version in the format of a discussion paper which contains important improvements and new material, but there is no way to do that, other than hoping that the reader searches through RePEc or sees the different versions in Google.)

There is, thus, a conflict between the interest of the author to have only his or her favorite version on the Net, and the public that is interested in transparency and unmanipulated documentation. At MPRA, we try to take account for that by indicating if a paper is superseded by a newer version. Further, we offer the possibility to watermark papers as withdrawn by the author, but leave them in the archive.


RePEc in July 2011

August 4, 2011

July is the month where everyone relaxes after exams, goes on vacation thinks less than usual about work. This implies that we have remarkably little to report for the month of July. Traffic on our services was light (511,761 file downloads and 1,900,866 abstract views), and we have not passed any significant threshold during this period. We got plenty of new content though, with 22,000 more items indexed and a good number of new archives: Sogang University, Victoria University of Wellington, Gaidar Institute of Economic Policy, Hoover Institution, Sapienza University of Rome (V), Global Journal of Strategies & Governance, Universität Hamburg (III), TEPP and Red Mercosur> And our email notification service, NEP, continues to expand with three new reports


Three new fields covered by NEP

July 25, 2011

NEP (New Economics Papers) is the RePEc service in charge of disseminating recent working papers that are available online. This dissemination occurs through email lists and RSS feeds. Given the large number of them, about 400-500 a week, they are split into field specific reports, each headed by an editor who chooses what is relevant to the field of interest, aided by an expert system. About 90 fields are currently covered, and volunteers are welcome to edit any area that is currently not represented.

We take this opportunity to highlight three new reports of SEO services that have recently been opened:

  • NEP-DEM (Demographic Economics), edited by Clarence Nkengne Tsimpo (Université de Montréal and World Bank). Note that there are also a report for migration (NEP-MIG).
  • NEP-IUE (Informal and Underground Economics), edited by Catalina Granda Carvajal (Universidad de Antioquia).
  • NEP-LMA (Labor Markets: Supply, Demand, and Wages), edited by Erik Jonasson (Lunds University). There is also a general labor economics report (NEP-LAB) and one dedicated to unemployment, inequality and poverty (NEP-LTV).

Subscriptions are of course free, as everything in RePEc. Details are available at NEP, including for the many other reports.


RePEc in June 2011

July 6, 2011

The news of the month is that several RePEc services, in particular IDEAS, have moved to the Federal Reserve Bank of St. Louis. Also, we had a close to record numbers of new participating RePEc archives. We have welcomed: AlmaLaurea Inter-University Consortium, Universidad Popular Autonoma del Estado de Puebla, Econjournals, Global Entrepreneurship Research Association, Şcoala Naţională de Studii Politice şi Administrative, Università de Pavia, Technical University of Košice, Universidad Diego Portales, Global Research Agency, University of the Philippines at Dilliman (II), Russian Academy of Sciences, Rimisp Latin American Center for Rural Development, Pontificia Universidad Católica de Chile, European Association Comenius, Econometric Research Association, Université du Sud-Toulon Var, Central University of Finance and Economics, and Mendel University in Brno. Finally, we counted 584,655 file downloads and 1,952,229 abstract views.

In terms for thresholds passed, we have:
1000000 cumulated software downloads


IDEAS now hosted at the Federal Reserve Bank of St. Louis

June 24, 2011

IDEAS, one of the main RePEc services, is now hosted at the Economic Research Division of the Federal Reserve Bank of St. Louis. It is running on new and efficient hardware also sponsored by the St. Louis Fed, and for the first time has a contingency plan in place in case of disruptions. There is also local system administration support. Other services, such as EDIRC (a directory of Economics institutions) and the RePEc Input Service are moving as well. All of them were hosted for the last 8.5 years by the College of Liberal Arts and Sciences of the University of Connecticut.

The Federal Reserve bank of St. Louis is committed to providing a range of information services to the Economics profession and others interested in the economy. The flagship service is FRED, which disseminates over 20,000 data series in various formats (including customizable graphs). Other services are ALFRED (vintage data), GeoFRED (geographic representation of data), CASSIDI (banking data), FRASER (digital library of historic US banking and economic publications) and Liber8 (an economic information portal for students and librarians).


RePEc in May 2011

June 6, 2011

There has been much behind the scenes work at RePEc, which will become visible over the next weeks, stay tuned! In the meanwhile, we surpassed 400’000 working papers listed in our services, of which a third of a million are available online. We counted for the month of May 769,517 file downloads and 2,608,098 abstract views. Also, we welcomed 9 new participating archives: Bremer Energie Institut, Université Nancy 2-Metz, Universidad de la República (Uruguay) (II), Universität Freiburg (II), Universidad de Cantabria, London School of Economics (III), Titu Maiorescu University, Conference Master Resources, Bank of Thailand.

Finally, these a the threshold we passed over the passed month:
600’000 paper announcements disseminated through NEP
400’000 listed working papers
333’333 listed online working papers
12’000 listed books


RePEc in April 2011

May 5, 2011

This past month, the following institutions started contributing to RePEc metadata about their publications: Illinois State University, Babes-Bolyai University, Far Eastern Research Centre, German Academic Association for Business Research, Scientificpapers.org, African Development Bank, Nicolaus Copernicus Scientific Publishing House, Wroclaw University of Technology, Intersentia, Oxford University Press (II), Athenaeum University of Bucharest. We also counted 797,285 file downloads and 2,695,343 abstract views. It was a relatively calm month, but there is much in store for the coming ones.

And in terms of new thresholds, we have:
80000 articles with references
10000 books listed
600 weekly NEP-ALL reports sent


About author affiliations

April 26, 2011

When authors register at the RePEc Author Service, they are asked to provide their affiliation(s). Here, I want to clarify a few items about how affiliations are handled within RePEc. It is important that authors maintain their affiliations current, so that the proper institutions can get credit for their accomplishments.

What an affiliation is
An institution that pays the authors for his work. This may include current visiting positions, courtesy appointments and emeritus status. This is basically the institution(s) one would put under one’s name in a publication.

What an affiliation is not
Former place of study or work. Societies or associations. Consulting gigs. Banks where you hold an account (we have seen it all).

How to affiliate yourself in the system
There is a database of institutions derived from EDIRC that is used for affiliations. For universities, affiliations are listed at the department, center or institute level. Search in the database first, and only if you do not find your affiliation, suggest a new entry (90% of received suggestions are already in the database). Only affiliations from the database will count towards rankings, suggestions will not. Accepted suggestions will be converted.

About multiple affiliations
One can have multiple affiliations. But be aware that, for ranking purposes, each affiliation is attributed a share of the author’s scores. This means in particular that an author with affiliations in several countries will not count fully in each. We want to let authors decide what the shares should be, but until this is instituted, the temporary solution is a probabilistic calculation of what the main affiliation could be. The author’s email address, personal homepage and the number of affiliates at each institution are inputs in the formula. Authors can see their weights by following the ranking analysis link in their month email from RePEc. Affiliations not listed in EDIRC get a default value in the calculation.

Removing affiliations
To adjust affiliations, authors should log into the RePEc Author Service and click on “affiliations”. We leave authors authority on what they consider their proper affiliations and will not override their choices. The only exception is when some authority from an affiliated institution asks the author to be removed from the list.

Special cases
Deceased authors are considered to be unaffiliated. We welcome notifications and will adjust records in this respect. In particular, some of the authors with whom we have lost contact may have left us. Note that the latter do not count towards their affiliations either, the presumption being that the reason their email address is not valid any more is that they have changed employment.
Authors with write-in affiliation(s) are ranked in a country if it can be guessed from the URL of the affiliation (country domain), and if not from their email address.


RePEc in March 2011

April 4, 2011

March was a productive month. The Plagiarism Committee is now officially active. We counted 891,824 file downloads and 2,961,565 abstract views over the month. And we welcomed a large crop of newly participating archives: Swiss National Bank, University of Finance and Management in Warsaw, Banco Central de Bolivia, Asociación de Economía de la Educación, Universidad Iberoamericana, Eurasia Business and Economics Society, Universidad Cristobal Colon, Université de Namur, Brandeis University (II), Edith Cowan University, Max Planck Institute for Tax Law and Public Finance, Università di Ferrara, Ekonomiaz, University of Haifa, and University of Exeter. Finally, we reached some important thresholds over the past month:

40000000 cumulative downloads on IDEAS
2000000 cumulative downloads through NEP
900000 works listed online
600000 abstracts listed
300000 working paper abstracts
1250 journals listed


RePEc in February 2011

March 3, 2011

February is usually a short and calm month, with counted 755,270 file downloads and 2,478,417 abstract views. The following archives are now participating with RePEc: University of Alaska Anchorage, University of Utrecht (II), Association Africaine pour les Sciences Sociales, Sapienza University of Rome (III), Romanian Water Association, Institute for Studies in Industrial Development, University of Bergamo (II).

In terms of new initiative, a plagiarism committee is soliciting comments and volunteers.

And finally the thresholds we reached over the last month:

600000 journal articles
600000 claims in author profiles
500000 book chapter downloads
300000 working paper abstracts
12000 institution records
4500 series and journals
3000 working paper series